DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Entoro Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Elaine Garza | Forthright Family Wealth Advisory LLC independent RIA | Entoro Investments, LLC independent RIA | RIA to RIA | Feb 9, 2022 | Sep 27, 2022 (230 d) |
| Derrick Boyd Smith | Protection Point Advisors independent RIA | Entoro Investments, LLC no RAUM | RIA to a newly registered adviser | Jan 20, 2021 | Jan 15, 2021 |
| Robert C Herdina | Park Avenue Securities LLC BD affiliated | Entoro Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2018 | Apr 15, 2020 (715 d) |
| Andrew P Graser | Citigroup Global Markets Inc. other | Entoro Investments, LLC no RAUM | Other | Dec 16, 2005 | Aug 17, 2020 (5358 d) |
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4 moves match.