DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Truwealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katy Lynn Hane | Cetera Investment Advisers LLC BD affiliated | Truwealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 28, 2023 |
| William Brooks Wall | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2020 | Jul 17, 2020 |
| William Travis Maisano | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2020 | Jul 17, 2020 |
| Wesley Christian Bouler | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2020 | Jul 17, 2020 |
| James Carlos Parrie | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2020 | Jul 17, 2020 |
| Charles Lee Simmons | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2020 | Jul 17, 2020 |
| Erin Lynn Vasseur | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2020 | Jul 17, 2020 |
| Cory Marion Faucheux | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2020 | Jul 17, 2020 |
| David Paul Mire | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2020 | Jul 17, 2020 |
| Christopher John Hitzman | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 22, 2020 | Jul 17, 2020 |
| Matthew William Rodrigue | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 21, 2020 | Jul 17, 2020 |
| William Hunter Parrie | Ameriprise Financial Services, LLC national BD | Truwealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 21, 2020 | Jul 17, 2020 |
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12 moves match.