DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Afs Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Reed Vanderkolk | Commonwealth Financial Network national BD | Afs Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2020 | Feb 17, 2020 |
| Jason William Dahl | Commonwealth Financial Network national BD | Afs Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2020 | Feb 17, 2020 |
| Dennis Ernesto Elias | Commonwealth Financial Network national BD | Afs Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2020 | Feb 17, 2020 |
| Alp Arslan Atabek | Afs Financial Group unclassified | Afs Financial Group, LLC no RAUM | Other | Dec 31, 2014 | Feb 17, 2020 (1874 d) |
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4 moves match.