RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E•••••• E••••
- R•••• A•••••••• L•• independent RIA currentsince Sep 9, 2025 · Mclean, Va
- A••••••• independent RIAAug 7, 2024 to Aug 18, 2025 · Mclean, Va
- A•• F•••••••• G••••• L•• formerFeb 17, 2020 to Oct 7, 2021 · Bethesda, Md
- C••••••••• F•••••••• N•••••• national BDApr 6, 2018 to May 8, 2020 · Bethesda, Md
- A••••••• to R•••• A•••••••• L••left Aug 18, 2025, registered Sep 9, 2025 (22 days) · RIA to RIA
- A•• F•••••••• G••••• L•• to A•••••••left Oct 7, 2021, registered Aug 7, 2024 (1035 days) · RIA to RIA
- C••••••••• F•••••••• N•••••• to A•• F•••••••• G••••• L••left May 8, 2020, registered Feb 17, 2020 (-81 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- D••••• E•••••• E•••• left Andersen for R•••• A•••••••• L•• (registered 2025-09-09)Aug 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address