DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sagace Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jake Eddy PendlMML Investors Services, LLC BD affiliatedSagace Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2024May 24, 2024
Banner Thomas ClarkFidelity Personal And Workplace Advisors BD affiliatedSagace Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 21, 2021Apr 13, 2021
Stephen Michael BunchGrand Central Investment Group, LLC independent RIASagace Wealth Management independent RIARIA to RIAOct 23, 2020Jan 28, 2026 (1923 d)
Dodd Marvel DislerCs Planning Corp independent RIASagace Wealth Management independent RIARIA to RIAJun 10, 2020Apr 22, 2020
Warren Gordon SpoorArs Wealth Advisors otherSagace Wealth Management independent RIAOtherJan 8, 2018Jun 10, 2020 (884 d)
John David HarperFinancial Telesis, Inc. otherSagace Wealth Management independent RIAOtherAug 20, 2014Jan 1, 2025 (3787 d)
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6 moves match.