Advisor moves

Arrivals at B1b Financial Solutions

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dean William YoungMercer Global Advisors Inc. independent RIAB1b Financial Solutions state registeredRIA to a state-registered adviserJan 4, 2024Jan 8, 2024
Lance Patrick O'NeillHya Advisors, Inc independent RIAB1b Financial Solutions state registeredRIA to a state-registered adviserNov 22, 2019Feb 20, 2020 (90 d)
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2 moves match.