DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Atlas Fiduciary Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Giardino | Stratos Wealth Partners, Ltd BD affiliated | Atlas Fiduciary Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Oct 4, 2022 |
| Stephen Charles Craffen | Stonegate Wealth Management, LLC independent RIA | Atlas Fiduciary Financial, LLC no RAUM | RIA to a newly registered adviser | Sep 17, 2020 | Sep 21, 2020 |
| Gary Henry Hirsh | Stonegate Wealth Management, LLC independent RIA | Atlas Fiduciary Financial, LLC no RAUM | RIA to a newly registered adviser | Aug 17, 2020 | Sep 29, 2020 (43 d) |
| Laura Mattia | Stonegate Wealth Management, LLC independent RIA | Atlas Fiduciary Financial, LLC no RAUM | RIA to a newly registered adviser | Aug 17, 2020 | Jul 28, 2020 |
| Alison Aileen Hall | Stonegate Wealth Management, LLC independent RIA | Atlas Fiduciary Financial, LLC no RAUM | RIA to a newly registered adviser | Aug 17, 2020 | Sep 2, 2020 |
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5 moves match.