DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Capital Family Office, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob N. Guinn | Hfg Wealth Management, LLC independent RIA | Alpha Capital Family Office, LLC independent RIA | RIA to RIA | Aug 7, 2026 | May 28, 2026 |
| Alexandra Romeo Boyles | Citigroup Global Markets Inc. BD affiliated | Alpha Capital Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 24, 2024 |
| William Coughlin | Citigroup Global Markets Inc. BD affiliated | Alpha Capital Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Jul 24, 2024 |
| Christopher M Baxter | Alpha Capital Management Group LLC mixed wealth | Alpha Capital Family Office, LLC no RAUM | RIA to a newly registered adviser | Jun 18, 2020 | Mar 4, 2020 |
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4 moves match.