DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Capital Management Group LLC
Latest filing Mar 26, 2026
First filing on the tape May 10, 2016 · 44 filings
SEC status approved since May 17, 2016
RAUM
$734M
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
11%
$79.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$245M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$734M as of Mar 26, 2026
Jan 31, 2017$160M then
HNW client RAUM$66.3M as of Mar 26, 2026
Feb 28, 2018$118M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Jan 31, 20175 then
Employees (5.A)3 as of Mar 26, 2026
Jan 31, 20177 then
Private funds: no history
RAUM +20% over the last fiscal year+33% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $245MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 11%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $166MreportedItem 5.I
- Custody
- $6.9M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$625M85%
- High-net-worth individuals$66.3M9.0%
- State and municipal entities$26.4M3.6%
- Individuals$13.6M1.9%
- Charitable organizations$2.6M0.4%
- Corporations and businesses$412,8780.1%
- Individual clients
- 49reported
- HNW clients
- 36reported
- Pension plan clients
- 382reported
- Charitable clients
- 1reported
- Accounts
- 618reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $83.0M sponsored, $83.0M managedreported
- Custody of client assets
- $6.9M for 4 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.11 fund_share=0.0 institutional_share=0.89 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Andrew Ell | Denver, Co | Jul 27, 2016 | 12 y | 3 |
| Ian Douglas Campbell | Denver, Co | Jul 27, 2016 | 12 y | 3 |
| Garrison Wells CampbellCertified Financial Planner | Chandler, Az | Aug 19, 2019 | 15 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Robin Sanchez to LPL Financial LLCMay 24, 2024 · Other
- Christopher M Baxter to Alpha Capital Family Office, LLCJun 18, 2020 · RIA to a newly registered adviser
- April Horace to Ashton Thomas Private WealthDec 26, 2019 · RIA to RIA
- Daniel Glen Courtney to Basis Financial PlanningOct 31, 2019 · Other
- Christopher Lemoine Silversmith to LPL Financial LLCOct 31, 2016 · Other
Joined, latest
- Garrison Wells Campbell from Gallacher Capital Management, LLCAug 19, 2019 · Other
- April Horace from DynamicJul 3, 2018 · RIA to RIA
- Mark Andrew Ell from LPL Financial LLCJul 27, 2016 · Other
- Ian Douglas Campbell from LPL Financial LLCJul 27, 2016 · Other
- Christopher Lemoine Silversmith from Provenance Wealth AdvisorsJul 12, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Douglas Ian Campbell · Ccocontrolsince 04/2020 · owns 25% to 50%
- Wells Garrison Campbell · Membersince 01/2019 · owns 75% or more of Gwc Capital, LLC
- Douglas Ian Campbell · Membersince 01/2019 · owns 75% or more of Elevate Wealth Management, LLC
- Andrew Mark Ell · Membersince 01/2019 · owns 75% or more of Business Wealth Management Strategies, LLC
Entity owners
- Business Wealth Management Strategies, LLC · Managing Memberdirect · owns 25% to 50%
- Elevate Wealth Management, LLC · Managing Memberdirect · owns 25% to 50%
- Gwc Capital, LLC · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chandler, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 26, 2026institutional share of RAUM of 89% against a peer median of 2% (95 comparable advisers, 100.0th percentile, 27.9 robust deviations)peers: other advisers, $500M to $1B (95) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 457 to 618Jan 13, 2026 to Mar 26, 2026
- HNW clients · 26 to 36Jan 13, 2026 to Mar 26, 2026
- Individual clients · 56 to 49Jan 13, 2026 to Mar 26, 2026
- Pension plan clients · 373 to 382Jan 13, 2026 to Mar 26, 2026
- Pooled vehicle clients · unset to 0.0Jan 13, 2026 to Mar 26, 2026
- Assets in custody · $3.7M to $6.9MJan 13, 2026 to Mar 26, 2026
- Discretionary RAUM · $72.3M to $83.0MJan 13, 2026 to Mar 26, 2026
- HNW RAUM · $52.6M to $66.3MJan 13, 2026 to Mar 26, 2026
- Individual RAUM · $16.3M to $13.6MJan 13, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $541M to $651MJan 13, 2026 to Mar 26, 2026
- Pension RAUM · $541M to $625MJan 13, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · unset to 0.0Jan 13, 2026 to Mar 26, 2026
- RAUM · $613M to $734MJan 13, 2026 to Mar 26, 2026
- Wrap assets (manager) · $72.3M to $83.0MJan 13, 2026 to Mar 26, 2026
- Wrap assets (sponsor) · $72.3M to $83.0MJan 13, 2026 to Mar 26, 2026
- Accounts · 475 to 457Dec 4, 2024 to Mar 21, 2025
- Advisory employees · 4 to 3Dec 4, 2024 to Mar 21, 2025
- Charity clients · unset to 1.0Dec 4, 2024 to Mar 21, 2025
- Corporate clients · unset to 1.0Dec 4, 2024 to Mar 21, 2025
- HNW clients · 16 to 26Dec 4, 2024 to Mar 21, 2025
- Individual clients · 65 to 56Dec 4, 2024 to Mar 21, 2025
- Pension plan clients · 394 to 373Dec 4, 2024 to Mar 21, 2025
- Assets in custody · $2.0M to $3.7MDec 4, 2024 to Mar 21, 2025
- Employees · 4 to 3Dec 4, 2024 to Mar 21, 2025
- Financial planning clients · 51-100 to 0Dec 4, 2024 to Mar 21, 2025
- State-registered IARs · 4 to 3Dec 4, 2024 to Mar 21, 2025
- Discretionary RAUM · $103M to $72.3MDec 4, 2024 to Mar 21, 2025
- HNW RAUM · $39.8M to $52.6MDec 4, 2024 to Mar 21, 2025
- Individual RAUM · $22.8M to $16.3MDec 4, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $319M to $541MDec 4, 2024 to Mar 21, 2025
- Pension RAUM · $359M to $541MDec 4, 2024 to Mar 21, 2025
- RAUM · $422M to $613MDec 4, 2024 to Mar 21, 2025
- Wrap assets (manager) · $315M to $72.3MDec 4, 2024 to Mar 21, 2025
- Wrap assets (sponsor) · $315M to $72.3MDec 4, 2024 to Mar 21, 2025
- Accounts · 572 to 475Nov 20, 2023 to Mar 28, 2024
- HNW clients · 14 to 16Nov 20, 2023 to Mar 28, 2024
- Pension plan clients · 345 to 394Nov 20, 2023 to Mar 28, 2024
- Assets in custody · $2.1M to $2.0MNov 20, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 51-100Nov 20, 2023 to Mar 28, 2024
- HQ city · GREENWOOD VILLAGE to DENVERNov 20, 2023 to Mar 28, 2024
Signals
8 dated events
- Alpha Capital Management Group Llc reported RAUM $613.5M, up 45% from $421.9M (2024-12-04 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- Robin Sanchez left Alpha Capital Management Group Llc for Lpl Financial Llc (registered 2024-05-24)May 24, 2024 · Advisor changed firm · fact
- Alpha Capital Management Group Llc reported RAUM $421.9M, up 34% from $314.8M (2023-11-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Alpha Capital Management Group Llc reported RAUM $183.2M, down 43% from $321.5M (2020-04-02 to 2020-05-11)May 11, 2020 · RAUM change · derived
- I Loredana Napodano (Cco) no longer on Schedule A of Alpha Capital Management Group Llc (listed 2020-02-11, absent 2020-04-01)Apr 1, 2020 · Control person left · inference
- Louise Dora Monahan (Member) no longer on Schedule A of Alpha Capital Management Group Llc (listed 2020-02-11, absent 2020-04-01)Apr 1, 2020 · Control person left · inference
- Walter Douglas Campbell (Member) no longer on Schedule A of Alpha Capital Management Group Llc (listed 2020-02-11, absent 2020-04-01)Apr 1, 2020 · Control person left · inference
- Alpha Capital Management Group Llc filed its initial SEC registration (Form ADV)May 10, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alpha-capital-management-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALPHACMG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-900-1919reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $245Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026