DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alpha Capital Family Office, LLC

Independent wealth managerGreenwood Village, ColoradoCRD 307521SEC 801-118157website IAPD

Latest filing Jun 30, 2026

First filing on the tape Jan 31, 2020 · 22 filings

SEC status approved since Feb 28, 2020

RAUM

$296M

reported, Item 5.F

Discretionary

74%

of RAUM

Private clients

97%

$286M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$49.3M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$296M as of Jun 30, 2026

Mar 1, 2021$140M then

HNW client RAUM$265M as of Jun 30, 2026

Mar 1, 2021$116M then

State-registered IARs (5.B.3)7 as of Jun 30, 2026

Mar 1, 20213 then

Employees (5.A)15 as of Jun 30, 2026

Mar 1, 20215 then

Private funds: no history

RAUM +36% over the last fiscal year+21% a year over threeIARs 8 to 7offices 0 to 3

Practice profile

derived from the filing of Jun 30, 2026; every figure names its basis

Archetypes, each a printed rule

Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $49.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 25derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $553,133derivedRAUM over accounts (5.F.2.f)
Discretionary: 74%derivedof RAUM
Institutional: 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.5derivedItem 5.A over advisors
Advisors per office: 1.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +36%derivedbetween the last two annual amendments
Advisor growth, one year: -13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +1.4%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Wrap fee program: $492MreportedItem 5.I
Custody: $18.8M, 259 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$265M90%
Individuals$20.2M6.8%
Corporations and businesses$7.5M2.5%
Charitable organizations$2.8M1.0%

Individual clients: 64reported
HNW clients: 83reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 535reported
Financial planning clients: 0reported
Wrap fee programs: $246M sponsored, $246M managedreported
Custody of client assets: $18.8M for 259 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Christopher M Baxter	Greenwood Village, Co	Mar 4, 2020	24 y	1
Thomas Collins RileyChartered Financial Analyst	Greenwood Village, Co	Apr 22, 2024	29 y	0
William Coughlin	Greenwood Village, Co	Jul 24, 2024	11 y	2
Alexandra Romeo Boyles	Greenwood Village, Co	Jul 24, 2024	10 y	1
Jacob N. Guinn	The Woodlands, Tx	May 28, 2026	26 y	4

Advisor movement

1 left, 1 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months

Left, latest

Thomas Houston Dameron to D.A. Davidson & Co.
Mar 4, 2026 · RIA to RIA
Alexander Brady Perry to Cliftonlarsonallen Wealth Advisors, LLC
May 9, 2025 · RIA to affiliated broker-dealer or bank

Joined, latest

Jacob N. Guinn from Hfg Wealth Management, LLC
May 28, 2026 · RIA to RIA
William Coughlin from Citigroup Global Markets Inc.
Jul 24, 2024 · Affiliated broker-dealer or bank to independent RIA
Alexandra Romeo Boyles from Citigroup Global Markets Inc.
Jul 24, 2024 · Affiliated broker-dealer or bank to independent RIA
Christopher M Baxter from Alpha Capital Management Group LLC
Mar 4, 2020 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Citigroup Global Markets Inc.
Jul 17, 2024 · Broomfield, Co

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Thomas Michael Dieschbourg · Cco, Cio, Ceocontrol
since 08/2024 · owns less than 5%
Walter Douglas Campbell · Membercontrol
since 01/2018 · owns 50% to 75% of Dd Capital, LLC
Walter Douglas Campbell · Managercontrol
since 11/2024 · owns F of Family Office Solutions LLC
Thomas Michael Dieschbourg · Managercontrol
since 11/2024 · owns F of Family Office Solutions LLC
Louise Dora Monahan · Membercontrol
since 01/2018 · owns 50% to 75% of Dd Capital, LLC
Howard Jeffrey Shipley · Managercontrol
since 11/2024 · owns F of Family Office Solutions LLC
Tyler Maxwell Smith · Managercontrol
since 11/2024 · owns F of Family Office Solutions LLC

Entity owners

Family Office Solutions LLC · Manager, Member
direct · owns 75% or more
Acfo LLC · Member
indirect · owns 25% to 50% of Family Office Solutions LLC
Dd Capital, LLC · Member
indirect · owns 75% or more of Acfo LLC
Summit Insights LLC · Member
indirect · owns 25% to 50% of Family Office Solutions LLC
The J.H.K. Venture Capital Limited Partnership · Manager
indirect · owns F of Family Office Solutions LLC

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Greenwood Village, Co · principal	6	1	0
Centennial, Co	0	0	1

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Apr 30, 2026
discretionary share of RAUM moved from 97.0% to 74.0% between the annual amendments of 2025-03-19 and 2026-04-30
peers: independent wealth managers, $100M to $500M (5,676)
RAUM up 25 %Change between filings · filing Apr 30, 2026
RAUM (Item 5.F) moved from $217,402,322 to $295,926,405 (+36.0%) between the annual amendments of 2025-03-19 and 2026-04-30; the peer median change was +15.0% (4551 comparable advisers, 91.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,551) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Employees · 12 to 15
May 20, 2026 to Jun 30, 2026
Other offices · 0 to 3
May 20, 2026 to Jun 30, 2026
Accounts · 448 to 535
Mar 19, 2025 to Mar 31, 2026
Advisory employees · 8 to 7
Mar 19, 2025 to Mar 31, 2026
HNW clients · 74 to 83
Mar 19, 2025 to Mar 31, 2026
Individual clients · 71 to 64
Mar 19, 2025 to Mar 31, 2026
Assets in custody · $1.4M to $18.8M
Mar 19, 2025 to Mar 31, 2026
State-registered IARs · 8 to 7
Mar 19, 2025 to Mar 31, 2026
Discretionary RAUM · $211M to $219M
Mar 19, 2025 to Mar 31, 2026
HNW RAUM · $196M to $265M
Mar 19, 2025 to Mar 31, 2026
Individual RAUM · $15.3M to $20.2M
Mar 19, 2025 to Mar 31, 2026
Non-discretionary RAUM · $6.6M to $77.4M
Mar 19, 2025 to Mar 31, 2026
RAUM · $217M to $296M
Mar 19, 2025 to Mar 31, 2026
Wrap assets (manager) · $217M to $246M
Mar 19, 2025 to Mar 31, 2026
Wrap assets (sponsor) · $217M to $246M
Mar 19, 2025 to Mar 31, 2026
Accounts · 416 to 448
Dec 20, 2024 to Mar 19, 2025
Advisory employees · 3 to 8
Dec 20, 2024 to Mar 19, 2025
HNW clients · 57 to 74
Dec 20, 2024 to Mar 19, 2025
Individual clients · 44 to 71
Dec 20, 2024 to Mar 19, 2025
Employees · 5 to 12
Dec 20, 2024 to Mar 19, 2025
Insurance-licensed employees · 0 to 1
Dec 20, 2024 to Mar 19, 2025
Financial planning clients · 0 to 0
Dec 20, 2024 to Mar 19, 2025
State-registered IARs · 3 to 8
Dec 20, 2024 to Mar 19, 2025
Discretionary RAUM · $135M to $211M
Dec 20, 2024 to Mar 19, 2025
HNW RAUM · $124M to $196M
Dec 20, 2024 to Mar 19, 2025
Individual RAUM · $11.1M to $15.3M
Dec 20, 2024 to Mar 19, 2025
Non-discretionary RAUM · $5.3M to $6.6M
Dec 20, 2024 to Mar 19, 2025
RAUM · $140M to $217M
Dec 20, 2024 to Mar 19, 2025
Wrap assets (manager) · $140M to $217M
Dec 20, 2024 to Mar 19, 2025
Wrap assets (sponsor) · $140M to $217M
Dec 20, 2024 to Mar 19, 2025
Accounts · 400 to 416
Nov 6, 2023 to Mar 19, 2024
Advisory activities · 2 to 3
Nov 6, 2023 to Mar 19, 2024
HNW clients · 54 to 57
Nov 6, 2023 to Mar 19, 2024
Individual clients · 46 to 44
Nov 6, 2023 to Mar 19, 2024
Assets in custody · $90.6M to $1.4M
Nov 6, 2023 to Mar 19, 2024
Employees · 4 to 5
Nov 6, 2023 to Mar 19, 2024
Financial planning clients · 11-25 to 0
Nov 6, 2023 to Mar 19, 2024
Discretionary RAUM · $163M to $135M
Nov 6, 2023 to Mar 19, 2024
HNW RAUM · $147M to $124M
Nov 6, 2023 to Mar 19, 2024
Individual RAUM · $14.1M to $11.1M
Nov 6, 2023 to Mar 19, 2024

Signals

10 dated events

Thomas Houston Dameron left Alpha Capital Family Office, Llc for D.A. Davidson & Co. (registered 2026-06-23)
Mar 4, 2026 · Advisor changed firm · fact
Alexander Brady Perry left Alpha Capital Family Office, Llc for Cliftonlarsonallen Wealth Advisors, Llc (registered 2025-05-14)
May 9, 2025 · Advisor changed firm · fact
M Christopher Baxter (Member) no longer on Schedule A of Alpha Capital Family Office, Llc (listed 2024-08-21, absent 2024-12-20)
Dec 20, 2024 · Control person left · inference
Lau Michelle Baxter (Member) no longer on Schedule A of Alpha Capital Family Office, Llc (listed 2024-08-21, absent 2024-12-20)
Dec 20, 2024 · Control person left · inference
Howard Jeffrey Shipley (Manager) appeared on Schedule A of Alpha Capital Family Office, Llc
Dec 20, 2024 · Control person joined · fact
Tyler Maxwell Smith (Manager) appeared on Schedule A of Alpha Capital Family Office, Llc
Dec 20, 2024 · Control person joined · fact
Thomas Michael Dieschbourg (Cco, Cio, Ceo) appeared on Schedule A of Alpha Capital Family Office, Llc
Aug 16, 2024 · Control person joined · fact
I Loredana Napodano (Cco) no longer on Schedule A of Alpha Capital Family Office, Llc (listed 2024-07-18, absent 2024-08-16)
Aug 16, 2024 · Control person left · inference
2 advisors left Citigroup Global Markets Inc. (Broomfield, CO) for Alpha Capital Family Office, LLC within 5 days
Jul 17, 2024 · Team lift-out · derived
Alpha Capital Family Office, Llc filed its initial SEC registration (Form ADV)
Jan 31, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Alpha Capital Family Office, LLC · Family Offices
shared crd · office

How to reach

public business contact points only, each with its source

Business phone: 303-900-0185reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 409-900-0371reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 832-219-3721reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/alpha-capital-family-officereportedpublic record, Form ADV, Sep 17, 2026
Website: alphacapitalfamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 303-900-0185reportedpublic record, Form ADV, Jun 30, 2026
Contact form: acfamilyoffice.com/contactreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $49.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026