DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Br Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooke Ann Ramstad | Hendershott Wealth Management, LLC independent RIA | Br Wealth Management independent RIA | RIA to RIA | Mar 28, 2024 | Sep 29, 2025 (550 d) |
| Theodore Carter Armstrong | Wells Fargo Advisors wirehouse | Br Wealth Management independent RIA | Wirehouse to independent RIA | Jun 21, 2023 | Jun 6, 2023 |
| Brian Eric Randolph | Wells Fargo Advisors wirehouse | Br Wealth Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 2, 2020 | Aug 28, 2020 (57 d) |
| Bradly Kent Wilfong | Wells Fargo Advisors wirehouse | Br Wealth Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 2, 2020 | Aug 28, 2020 (57 d) |
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4 moves match.