DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fcg Investment Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Louis Riffle | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| William Lewis Gurner | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| Dennis Ray Plyler | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| Lloyd Vernon Crawford | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| Jeremy Shane Plyler | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| Michael David Thompson | Mid Atlantic Financial Management, Inc. BD affiliated | Fcg Investment Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2020 | Apr 22, 2020 |
| Joe David Meals | Consulting Services Group, LLC other | Fcg Investment Company other | Other | Feb 28, 2013 | Oct 30, 2020 (2801 d) |
| Mellio Joseph Sulipeck | Sector Capital Management, L.L.C. other | Fcg Investment Company mixed wealth | Other | Sep 27, 2010 | Jan 19, 2023 (4497 d) |
Page 1 of 1
8 moves match.