DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pine Grove Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Gregory BabiczCap Strat institutionalPine Grove Financial Group independent RIAOtherAug 22, 2025Oct 21, 2025 (60 d)
Lauren Elizabeth NazeAmeriprise Financial Services, LLC national BDPine Grove Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2025Sep 22, 2025 (126 d)
Jared William HoltFidelity Personal And Workplace Advisors BD affiliatedPine Grove Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2024Apr 8, 2024
Joshua Paul AndersonThrivent Advisor Network, LLC BD affiliatedPine Grove Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2022Jan 3, 2023 (43 d)
Joel Dean BaumgartenFidelity Personal And Workplace Advisors BD affiliatedPine Grove Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2022Feb 3, 2022
Jason Michael JohnsonAdvisornet Wealth Partners independent RIAPine Grove Financial Group independent RIARIA to RIAOct 5, 2020Oct 1, 2020
Derek Jonathan NutterAdvisornet Wealth Partners independent RIAPine Grove Financial Group independent RIARIA to RIAOct 2, 2020Oct 1, 2020
Terra Rose JohnsonAdvisornet Wealth Partners independent RIAPine Grove Financial Group independent RIARIA to RIAOct 2, 2020Oct 1, 2020
Matthew Lee GulbransenAdvisornet Wealth Partners independent RIAPine Grove Financial Group no RAUMRIA to a newly registered adviserJul 24, 2020Jun 5, 2020
Jeffrey Allan ClarkAdvisornet Wealth Partners independent RIAPine Grove Financial Group no RAUMRIA to a newly registered adviserJul 24, 2020Jun 5, 2020
Ryan Jeffrey KeyAdvisornet Wealth Partners independent RIAPine Grove Financial Group no RAUMRIA to a newly registered adviserJul 24, 2020Jun 5, 2020
Michelle Lynn CampbellCetera Advisor Networks LLC BD affiliatedPine Grove Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 3, 2018Jun 5, 2020 (794 d)
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12 moves match.