DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Growstrong Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joanna Sue Stookey Walker | Transamerica Financial Advisors, LLC BD affiliated | Growstrong Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2021 | Apr 1, 2021 |
| Marcus Roger Stookey | Transamerica Financial Advisors, LLC BD affiliated | Growstrong Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2021 | Feb 19, 2021 |
| Clayton Jon Olson | Global View Capital Management LLC independent RIA | Growstrong Wealth Strategies independent RIA | RIA to RIA | Dec 31, 2020 | Jul 9, 2020 |
| Gina Marie Waite | Global View Capital Management LLC independent RIA | Growstrong Wealth Strategies independent RIA | RIA to RIA | Dec 31, 2020 | Jul 9, 2020 |
| Timothy Reid Underwood | Transamerica Financial Advisors, LLC BD affiliated | Growstrong Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2020 | Feb 16, 2021 (98 d) |
| Erik Douglas Utzinger | Transamerica Financial Advisors, LLC BD affiliated | Growstrong Wealth Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2020 | Sep 10, 2020 |
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6 moves match.