DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fortress Wealth Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cory Donald Churchill | Ae Wealth Management, LLC BD affiliated | Fortress Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2021 | Sep 16, 2021 (36 d) |
| Timothy Steven Smisek | Moors & Cabot, Inc BD affiliated | Fortress Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Feb 8, 2021 (34 d) |
| John Edward Ledford | Ameriprise Financial Services, LLC national BD | Fortress Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2020 | Jun 29, 2020 |
| Cole Robert Linquist | Ameriprise Financial Services, LLC national BD | Fortress Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2020 | Jan 1, 2025 (1653 d) |
| Bradley Davis Ledford | Ameriprise Financial Services, LLC national BD | Fortress Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Dec 24, 2020 (267 d) |
Page 1 of 1
5 moves match.