DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Elk Ridge Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ritchie O Brown | Orion Portfolio Solutions, LLC independent RIA | Elk Ridge Financial Services state registered | RIA to a state-registered adviser | Apr 14, 2020 | Aug 3, 2020 (111 d) |
| Paul John Keller | Td Ameritrade Investment Management, LLC other | Elk Ridge Financial Services state registered | Other | Oct 21, 2005 | Jan 31, 2023 (6311 d) |
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2 moves match.