DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tmd Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Henry Himmelman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tmd Wealth Management independent RIA | Wirehouse to independent RIA | Apr 25, 2022 | May 13, 2022 |
| James Benjamin Palmer | Runey & Associates Wealth Management independent RIA | Tmd Wealth Management independent RIA | RIA to RIA | Aug 23, 2021 | Sep 27, 2021 (35 d) |
| Jason Kennedy | Lockton Investment Advisors, LLC institutional | Tmd Wealth Management independent RIA | Other | Aug 6, 2021 | Sep 15, 2021 (40 d) |
| Mark William Rizvi | Tfo Family Office Partners independent RIA | Tmd Wealth Management independent RIA | RIA to RIA | Jun 22, 2021 | Jul 28, 2021 (36 d) |
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4 moves match.