DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tfo Family Office Partners
Legal name Tfo Family Office Partners, LLC
Latest filing Sep 15, 2026
First filing on the tape Nov 10, 2011 · 67 filings
SEC status approved since Nov 8, 2011
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$5.0B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$187M
derived; firm RAUM over IAPD count
Employees
88
47 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$5.0B as of Jun 24, 2026
Mar 6, 2012$312M then
HNW client RAUM$5.0B as of Jun 24, 2026
Feb 15, 2018$1.6B then
State-registered IARs (5.B.3)27 as of Jun 24, 2026
Mar 6, 20120 then
Employees (5.A)88 as of Jun 24, 2026
Mar 15, 201322 then
Private funds: no history
RAUM +21% over the last fiscal year+15% a year over threeIARs 26 to 27
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $187MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $21.5MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $1.7B, 265 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.0B98%
- Charitable organizations$69.3M1.4%
- Individuals$9.8M0.2%
- Individual clients
- 14reported
- HNW clients
- 231reported
- Pension plan clients
- n/areported
- Charitable clients
- 61reported
- Accounts
- 1,939reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 265 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Allen Bloom | Phoenix, Az | Jan 12, 2012 | 17 y | 1 |
| Damon Todd Miller | Phoenix, Az | Jan 12, 2012 | 20 y | 2 |
| Jill Anne Herbert | Phoenix, Az | Jan 12, 2012 | 22 y | 2 |
| Brittany Leigh Genzale | Phoenix, Az | Jan 12, 2012 | 20 y | 2 |
| Mason Gabriel LongstrethCertified Financial Planner, Personal Financial Specialist | Phoenix, Az | Jan 12, 2012 | 19 y | 2 |
| Kim Kyung Nan Llumiquinga | Phoenix, Az | Jan 12, 2012 | 22 y | 2 |
| Jacqueline Fischl Weflen | Phoenix, Az | Jan 12, 2012 | 18 y | 1 |
| Scott Michael Horn | Phoenix, Az | Jan 20, 2012 | 23 y | 2 |
| Charles Robert CarrollChartered Financial Analyst | Phoenix, Az | Jan 20, 2012 | 31 y | 2 |
| Emily Elizabeth BolickCertified Financial Planner | Phoenix, Az | Jul 23, 2013 | 14 y | 0 |
| Connor Charles HumphreyCertified Financial Planner | Phoenix, Az | Dec 23, 2015 | 16 y | 2 |
| William Marshall CummingsCertified Financial Planner | Phoenix, Az | Jun 14, 2021 | 10 y | 1 |
| Lucas Rosito Jung SeveroCertified Financial Planner | Phoenix, Az | Aug 31, 2021 | 15 y | 0 |
| Jake Ryan MollerCertified Financial Planner | Phoenix, Az | Aug 31, 2021 | 14 y | 1 |
| Clayton Jeffrey Caupp | Phoenix, Az | Feb 23, 2022 | 15 y | 1 |
| Zachary Alan GrantCertified Financial Planner | Phoenix, Az | Mar 7, 2022 | 10 y | 1 |
| James Theodore TegelerCertified Financial Planner | Phoenix, Az | Mar 14, 2022 | 28 y | 1 |
| Brian Terrence PoeCertified Financial Planner, Chartered Financial Consultant | Phoenix, Az | Mar 23, 2022 | 23 y | 4 |
| Meili Cathleen BarlowChartered Financial Analyst | Phoenix, Az | May 31, 2022 | 11 y | 0 |
| Caleb Gideon RutterCertified Financial Planner | Phoenix, Az | Oct 4, 2022 | 12 y | 0 |
| Megan Midori Kawasaki-MasonCertified Financial Planner | Phoenix, Az | Dec 2, 2022 | 13 y | 1 |
| Kevin Dennis CowanCertified Financial Planner | Phoenix, Az | Feb 16, 2023 | 11 y | 1 |
| Emily Ann AepelbacherCertified Financial Planner | Phoenix, Az | Oct 31, 2023 | 12 y | 1 |
| Benjamin Lewis Buri | Phoenix, Az | Nov 27, 2023 | 14 y | 0 |
| Casey Stearns | Phoenix, Az | Jun 20, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.7% of current headcount1 left over 36 months
Left, latest
- Madalynn K Hovila to Edward JonesDec 10, 2025 · RIA to affiliated broker-dealer or bank
- Tabitha N Daly to Sensible Money, LLCFeb 27, 2023 · RIA to RIA
- Ryan Amy to J.P. Morgan Securities LLCSep 13, 2022 · RIA to wirehouse
- Casey Joseph Bowman to J.P. Morgan Securities LLCApr 8, 2022 · RIA to wirehouse
- Cyrus Askari Baravati to Schwab Wealth Advisory, Inc.Aug 2, 2021 · Other
- Mark William Rizvi to Tmd Wealth ManagementJun 22, 2021 · RIA to RIA
- Geoffrey Cong Khanh Tran to Tolleson Private Wealth ManagementNov 16, 2012 · Other
Joined, latest
- Emily Ann Aepelbacher from Plante Moran Financial AdvisorsOct 31, 2023 · RIA to RIA
- Kevin Dennis Cowan from Vanguard Advisers, Inc.Feb 16, 2023 · Affiliated broker-dealer or bank to independent RIA
- Megan Midori Kawasaki-Mason from Versant Capital Management, Inc.Dec 2, 2022 · RIA to RIA
- Brian Terrence Poe from Versant Capital Management, Inc.Mar 23, 2022 · RIA to RIA
- James Theodore Tegeler from LnwMar 14, 2022 · RIA to RIA
- Zachary Alan Grant from Vanguard Advisers, Inc.Mar 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- Clayton Jeffrey Caupp from Tandem Wealth AdvisorsFeb 23, 2022 · RIA to RIA
- Jake Ryan Moller from Burton Enright WelchAug 31, 2021 · RIA to RIA
- William Marshall Cummings from UBS Financial Services Inc.Jun 14, 2021 · Wirehouse to independent RIA
- Cyrus Askari Baravati from Schwab Wealth Advisory, Inc.Jul 3, 2019 · Affiliated broker-dealer or bank to independent RIA
- Scott Michael Horn from Gfo Advisory Services, LLCJan 20, 2012 · Other
- Charles Robert Carroll from Gfo Advisory Services, LLCJan 20, 2012 · Other
- Damon Todd Miller from Gfo Advisory Services, LLCJan 12, 2012 · Other
- Kim Kyung Nan Llumiquinga from Gfo Advisory Services, LLCJan 12, 2012 · Other
- Jacqueline Fischl Weflen from Gfo Advisory Services, LLCJan 12, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Christopher Erblich · Director, Chairman, Partner, Ceo, Secretary And Treasurercontrolsince 10/2011 · owns less than 5%
- Michael Scott Horn · Presidentcontrolsince 12/2011 · owns less than 5%
- Sue Patricia Schwarz · Chief Compliance Officercontrolsince 01/2013 · owns less than 5%
- Richard Cleves Delp · Trusteecontrolsince 01/2023 · owns F of Msjmr Trust
- Edward Christopher Erblich · Managercontrolsince 01/2023 · owns F of Game 6 Holdings, LLC
- Robert Charles Carroll · Chief Investment Officersince 11/2011 · owns less than 5%
- Leigh Brittany Genzale · Chief Operating Officersince 06/2020 · owns less than 5%
Entity owners
- Tfo Partners, Inc. · Ownerdirect · owns 75% or more
- Game 6 Holdings, LLC · Shareholderindirect · owns 25% to 50% of Tfo Partners, Inc.
- Brick Bridge LLC · Ownerdirect · owns 5% to 10%
- The Faithful Life LLC · Ownerdirect · owns 5% to 10%
- Msjmr Trust · Shareholderindirect · owns 25% to 50% of Tfo Partners, Inc.
Related persons
Schedule D 7.A
- Husch Blackwell, Llpn
- Tfo Trust Company, LLCy
- Tfo Wealth Partnersinvestment advisernRAUM $5.7B
Advisers that list Tfo Family Office Partners as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Phoenix, Az · principal | 27 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 24, 2026DELP, CLEVES, RICHARD (TRUSTEE) left Schedule A between the filings of 2023-01-30 and 2026-06-24peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Jun 24, 2026 to Sep 15, 2026
- Succession · false to unsetJun 24, 2026 to Sep 15, 2026
- Advisory employees · 41 to 47Nov 12, 2025 to Mar 27, 2026
- Charity clients · 57 to 61Nov 12, 2025 to Mar 27, 2026
- HNW clients · 204 to 231Nov 12, 2025 to Mar 27, 2026
- Individual clients · 31 to 14Nov 12, 2025 to Mar 27, 2026
- Assets in custody · $1.6B to $1.7BNov 12, 2025 to Mar 27, 2026
- Employees · 80 to 88Nov 12, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 11-25Nov 12, 2025 to Mar 27, 2026
- State-registered IARs · 26 to 27Nov 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.2B to $5.0BNov 12, 2025 to Mar 27, 2026
- HNW RAUM · $4.1B to $5.0BNov 12, 2025 to Mar 27, 2026
- Individual RAUM · $11.3M to $9.8MNov 12, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $13.7M to $23.6MNov 12, 2025 to Mar 27, 2026
- RAUM · $4.2B to $5.0BNov 12, 2025 to Mar 27, 2026
- Legal name · TFO FAMILY OFFICE PARTNERS, INC. to TFO FAMILY OFFICE PARTNERS, LLCApr 11, 2025 to Nov 12, 2025
- Organization form · Corporation to Limited Liability CompanyApr 11, 2025 to Nov 12, 2025
- Accounts · 1,868 to 1,939Jan 3, 2025 to Apr 11, 2025
- Advisory employees · 40 to 41Jan 3, 2025 to Apr 11, 2025
- Charity clients · 50 to 57Jan 3, 2025 to Apr 11, 2025
- HNW clients · 180 to 204Jan 3, 2025 to Apr 11, 2025
- Individual clients · 29 to 31Jan 3, 2025 to Apr 11, 2025
- Assets in custody · $1.1B to $1.6BJan 3, 2025 to Apr 11, 2025
- Employees · 75 to 80Jan 3, 2025 to Apr 11, 2025
- Financial planning clients · 1-10 to 1-10Jan 3, 2025 to Apr 11, 2025
- State-registered IARs · 28 to 26Jan 3, 2025 to Apr 11, 2025
- Discretionary RAUM · $3.8B to $4.2BJan 3, 2025 to Apr 11, 2025
- HNW RAUM · $3.8B to $4.1BJan 3, 2025 to Apr 11, 2025
- Individual RAUM · $12.0M to $11.3MJan 3, 2025 to Apr 11, 2025
- Non-discretionary RAUM · $13.4M to $13.7MJan 3, 2025 to Apr 11, 2025
- RAUM · $3.8B to $4.2BJan 3, 2025 to Apr 11, 2025
- Accounts · 1,685 to 1,868Dec 20, 2023 to Mar 29, 2024
- Advisory employees · 37 to 40Dec 20, 2023 to Mar 29, 2024
- Charity clients · 45 to 50Dec 20, 2023 to Mar 29, 2024
- HNW clients · 176 to 180Dec 20, 2023 to Mar 29, 2024
- Individual clients · 15 to 29Dec 20, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.1BDec 20, 2023 to Mar 29, 2024
- Employees · 64 to 75Dec 20, 2023 to Mar 29, 2024
- State-registered IARs · 27 to 28Dec 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.3B to $3.8BDec 20, 2023 to Mar 29, 2024
Signals
6 dated events
- Madalynn K Hovila left Tfo Family Office Partners for Edward Jones (registered 2026-02-20)Dec 10, 2025 · Advisor changed firm · fact
- Tabitha N Daly left Tfo Family Office Partners for Sensible Money, Llc (registered 2023-05-03)Feb 27, 2023 · Advisor changed firm · fact
- Richard Cleves Delp (Trustee) appeared on Schedule A of Tfo Family Office PartnersJan 30, 2023 · Control person joined · fact
- Ryan Amy left Tfo Family Office Partners for J.P. Morgan Securities Llc (registered 2022-10-05)Sep 13, 2022 · Advisor changed firm · fact
- Casey Joseph Bowman left Tfo Family Office Partners for J.P. Morgan Securities Llc (registered 2022-04-18)Apr 8, 2022 · Advisor changed firm · fact
- Tfo Family Office Partners reported RAUM $2.4B, up 48% from $1.6B (2017-04-24 to 2018-02-15)Feb 15, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- TFO Family Office Partners · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 419-891-9999reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 602-466-2611reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 605-275-1586reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/tfofamilyofficereportedpublic record, Form ADV, Sep 17, 2026
- Website
- tfopartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 602-466-2611reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $187Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026