DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pension & Wealth Management Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert David Sandler | Double Eagle Capital Management, LLC unclassified | Pension & Wealth Management Advisors independent RIA | Other | Mar 12, 2026 | Feb 19, 2026 |
| Thomas E Wade | Devonshire Asset Management, Inc. other | Pension & Wealth Management Advisors independent RIA | Other | Mar 20, 2025 | May 4, 2026 (410 d) |
| Craig Odell Bailey | Poplar Forest Capital LLC other | Pension & Wealth Management Advisors independent RIA | Other | Mar 29, 2021 | Jan 28, 2026 (1766 d) |
| Neil Graham Mcinnis | Kastel Capital Advisors, LLC independent RIA | Pension & Wealth Management Advisors no RAUM | RIA to a newly registered adviser | Dec 8, 2020 | Jul 11, 2020 |
| George Paul Webb | Kastel Capital Advisors, LLC independent RIA | Pension & Wealth Management Advisors no RAUM | RIA to a newly registered adviser | Dec 8, 2020 | Jul 11, 2020 |
| Brian Thomas Gasbarro | LPL Financial LLC independent RIA | Pension & Wealth Management Advisors independent RIA | RIA to RIA | Apr 11, 2018 | Jan 19, 2021 (1014 d) |
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6 moves match.