DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prepared Retirement Institute LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley GargesCetera Investment Advisers LLC BD affiliatedPrepared Retirement Institute LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2026Mar 26, 2026
Mark William VandenburgVanguard Advisers, Inc. BD affiliatedPrepared Retirement Institute LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2024Apr 16, 2024
Andrew John DziedzicGeneos Wealth Management, Inc. BD affiliatedPrepared Retirement Institute LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2024Aug 4, 2020
James Otto ShoupGeneos Wealth Management, Inc. BD affiliatedPrepared Retirement Institute LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2024Nov 9, 2020
Sean Gregory LinderCorbenic Partners, LLC independent RIAPrepared Retirement Institute LLC independent RIARIA to RIAMay 15, 2020Sep 4, 2020 (112 d)
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5 moves match.