DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Soar Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Allen Clark | Eagle Strategies LLC BD affiliated | Soar Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 30, 2023 | Sep 4, 2024 (463 d) |
| Joey Sylvester Martin | Gwn Securities Inc. BD affiliated | Soar Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 8, 2022 | Dec 9, 2022 |
| Benjamin Brandon Defoor | Ssn Advisory, Inc. BD affiliated | Soar Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2020 | Aug 7, 2020 |
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3 moves match.