DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• A•••• C••••

C•••••• C•••••• M••••••••• A•••••••• L••independent RIAHagerstown, Md dual registrantIAPD 4388953

Feed of 09/14/2026

Also filed as G••• A•••• C••••

At current firm

0 y

since Jun 16, 2026

In the industry

30 y

since Jan 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C•••••• M••••••••• A•••••••• L•• independent RIA current
since Jun 16, 2026 · Lisle, Il
S••• F•••••••• L•• state registered
Sep 4, 2024 to Aug 11, 2026 · Murfreesboro, Tn
E•••• S••••••••• L•• BD affiliated
Apr 23, 2020 to May 30, 2023 · Pittsburgh, Pa
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to Mar 25, 2020 · Walkersville, Md
1••• C•••••• M••••••••• C•••••• unclassified
Apr 13, 2007 to Aug 1, 2008 · Hagerstown, Md
E••••• J•••• national BD
Feb 7, 2007 to Feb 28, 2007 · Middletown, Md

Moves

a registration end followed by a registration begin elsewhere

S••• F•••••••• L•• to C•••••• C•••••• M••••••••• A•••••••• L••
left Aug 11, 2026, registered Jun 16, 2026 (-56 days) · Other
E•••• S••••••••• L•• to S••• F•••••••• L••
left May 30, 2023, registered Sep 4, 2024 (463 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••••••••• S••••••••• L•• to E•••• S••••••••• L••
left Mar 25, 2020, registered Apr 23, 2020 (29 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
E••••• J•••• to 1••• C•••••• M••••••••• C••••••
left Feb 28, 2007, registered Apr 13, 2007 (44 days) · Other

Signals

G••• A•••• C•••• left S••• F•••••••• L•• for C•••••• C•••••• M••••••••• A•••••••• L•• (registered 2026-06-16)
Aug 11, 2026 · Advisor changed firm · fact
G••• A•••• C•••• left E•••• S••••••••• L•• for S••• F•••••••• L•• (registered 2024-09-04)
May 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address