DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Afg Fiduciary Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Alice Skahan | Wells Fargo Advisors wirehouse | Afg Fiduciary Services independent RIA | Wirehouse to independent RIA | Feb 26, 2021 | Jun 29, 2021 (123 d) |
| Joseph William Mccarthy | Wells Fargo Advisors wirehouse | Afg Fiduciary Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 17, 2020 | Dec 15, 2020 |
| Brian Michael Kenney | Wells Fargo Advisors wirehouse | Afg Fiduciary Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 17, 2020 | Dec 2, 2020 |
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3 moves match.