DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allen Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ross Benjamin Miller | Mercer Global Advisors Inc. independent RIA | Allen Wealth Advisors state registered | RIA to a state-registered adviser | Aug 7, 2025 | Aug 22, 2025 |
| Monalynd Young | United Capital Financial Advisors BD affiliated | Allen Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 18, 2023 | Apr 16, 2025 (546 d) |
| Kathryn Ann Allen | Trinity Portfolio Advisors, LLC independent RIA | Allen Wealth Advisors state registered | RIA to a state-registered adviser | Oct 5, 2020 | Oct 1, 2020 |
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3 moves match.