DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gross Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terrence Jude Heil | Westpoint Wealth Management, LLC independent RIA | Gross Investments LLC state registered | RIA to a state-registered adviser | Feb 27, 2026 | Nov 27, 2020 |
| Joseph F Romito | Westpoint Wealth Management, LLC independent RIA | Gross Investments LLC state registered | RIA to a state-registered adviser | Feb 28, 2022 | Nov 18, 2020 |
| Jason Robert Thomson | Amfg Wealth Management LLC state registered | Gross Investments LLC state registered | Other | Mar 21, 2021 | Oct 21, 2021 (214 d) |
| Howard Joseph Gross | Amfg Wealth Management LLC state registered | Gross Investments LLC state registered | Other | Jul 31, 2020 | Aug 3, 2020 |
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4 moves match.