DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Clarus Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derrick Ray Dees | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | Apr 3, 2023 |
| Gary Lane Pankratz | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Nov 12, 2020 (41 d) |
| Rex Clinton Whiteside | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Sep 9, 2020 |
| James Edward Mccarthy | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Sep 16, 2020 |
| Andy Lee Thornton | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Sep 15, 2020 |
| Ryan Lockert Sleeper | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Oct 22, 2020 |
| Joshua Holt Hall | Raymond James Financial Services Advisors, Inc BD affiliated | The Clarus Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2020 | Oct 21, 2020 |
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7 moves match.