DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Winter & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Renae Heavens | Vermillion Wealth Management Inc. independent RIA | Winter & Associates, Inc. independent RIA | RIA to RIA | Jun 18, 2026 | Jul 30, 2026 (42 d) |
| Edward John Anderson | United Planners' Financial Services Of America A Limited Partner independent RIA | Winter & Associates, Inc. independent RIA | RIA to RIA | Mar 7, 2025 | Mar 12, 2025 |
| Taylor John Floren | Cri Securities, LLC BD affiliated | Winter & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2021 | Jan 4, 2021 |
| Hailey Marie Melander | Advisornet Wealth Partners independent RIA | Winter & Associates, Inc. independent RIA | RIA to RIA | May 5, 2020 | Dec 15, 2020 (224 d) |
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4 moves match.