DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Juncture Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Jensen | Hayden Royal independent RIA | Juncture Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 22, 2020 | Oct 2, 2020 |
| Henry Wong | Centaurus Financial, Inc. BD affiliated | Juncture Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2020 | Oct 26, 2020 |
| Mahes William Prasad | Integrated Wealth Concepts LLC independent RIA | Juncture Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 21, 2020 | Sep 16, 2020 (208 d) |
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3 moves match.