DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Adaptive Advice, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Douglas ChochonSequent Planning, LLC independent RIAAdaptive Advice, LLC state registeredRIA to a state-registered adviserAug 6, 2025Dec 5, 2025 (121 d)
Joseph Edward ElsasserSequent Planning, LLC independent RIAAdaptive Advice, LLC state registeredRIA to a state-registered adviserOct 21, 2020Aug 25, 2020
Lauren Ashley DegrootSequent Planning, LLC independent RIAAdaptive Advice, LLC state registeredRIA to a state-registered adviserOct 21, 2020Aug 27, 2020
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3 moves match.