DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Diamond Client Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey C GoeringMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Jul 23, 2026 (258 d)
Caeden GoeringMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2025Sep 29, 2025
Andre James BaldanzaMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2024Nov 25, 2024
Jonathan Rowe SalvatoCerity Partners LLC independent RIADiamond Client Group, LLC independent RIARIA to RIAJan 9, 2024Aug 9, 2024 (213 d)
David Ray LuedeckeMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2023Dec 14, 2023
Dylan ClarkArpp state registeredDiamond Client Group, LLC independent RIAOtherMar 29, 2023Apr 4, 2023
William Edward GrantMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2023Mar 13, 2023
Jeffrey James SavoisMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2023Mar 12, 2023
Michael Adam SitzmanMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2021Oct 29, 2021
David Gene MorrisMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Mar 12, 2021 (71 d)
Brian Curtis CheathamMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Mar 12, 2021 (71 d)
Lucas Wayne CheathamMML Investors Services, LLC BD affiliatedDiamond Client Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2020Dec 23, 2020
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12 moves match.