DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rwm Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brennan Kim | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 14, 2025 | Oct 22, 2025 |
| Michael Markiewicz | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Jan 2, 2025 | Mar 26, 2024 |
| Alan Gregory Bradley | Pruco Securities, LLC no RAUM | Rwm Capital, LLC independent RIA | Other | Dec 10, 2024 | Mar 5, 2025 (85 d) |
| Karen Ames Garner | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 30, 2024 | Oct 4, 2023 |
| Paul Edward Roberts | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 30, 2024 | May 2, 2023 |
| Thomas Nolan Terrell Moore | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 30, 2024 | Oct 6, 2023 |
| Carter Allan Lewis | Foundations Investment Advisors LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 30, 2024 | May 3, 2023 |
| William Roger Rassman | Prosper Point LLC unclassified | Rwm Capital, LLC independent RIA | Other | Dec 31, 2023 | Apr 26, 2023 |
| Weston Rush Lindemann | Integrity Advisory Solutions independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | May 8, 2023 | Jun 14, 2023 (37 d) |
| Michael L Thompson | Strategic Wealth Investment Group, LLC independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Mar 2, 2023 | May 16, 2023 (75 d) |
| Maria Fernanda Wojciechowski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rwm Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 2, 2023 | Aug 15, 2023 (166 d) |
| Prosper Johnikin | Persea Capital Management unclassified | Rwm Capital, LLC independent RIA | Other | Mar 31, 2022 | Oct 12, 2023 (560 d) |
| Antonio Felipe Castillo | Bellaire Capital Management, LLC state registered | Rwm Capital, LLC independent RIA | Other | Jan 18, 2022 | Mar 1, 2022 (42 d) |
| Abrin Angelus Berkemeyer | Penobscot Financial Advisors independent RIA | Rwm Capital, LLC independent RIA | RIA to RIA | Oct 29, 2021 | Feb 2, 2022 (96 d) |
| Patrick Chevalier | Edward Jones national BD | Rwm Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2021 | Oct 4, 2021 |
| Jennifer Anne Stucka | MML Investors Services, LLC BD affiliated | Rwm Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2020 | Nov 18, 2020 |
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16 moves match.