DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Invictus Collective, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua David Gerry | LPL Financial LLC BD affiliated | The Invictus Collective, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Sep 11, 2026 (673 d) |
| Trent Allen Thorbahn | Zacks Investment Management, Inc. mixed wealth | The Invictus Collective, LLC independent RIA | RIA to RIA | Mar 14, 2024 | Feb 21, 2024 |
| Dennis G O'Malley | Rothschild Wealth LLC independent RIA | The Invictus Collective, LLC independent RIA | RIA to RIA | May 22, 2023 | Jul 19, 2023 (58 d) |
| Leslie Joan Cannon | J.P. Morgan Securities LLC wirehouse | The Invictus Collective, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 27, 2021 | May 21, 2021 |
| Sarah Elizabeth Damsgaard | J.P. Morgan Securities LLC wirehouse | The Invictus Collective, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 27, 2021 | May 21, 2021 |
| Justina Irene Nevel | UBS Financial Services Inc. wirehouse | The Invictus Collective, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 24, 2021 | May 25, 2021 |
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6 moves match.