DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stavis & Cohen Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler Garrett LealMML Investors Services, LLC BD affiliatedStavis & Cohen Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2021Dec 22, 2021
Deborah StavisScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Feb 27, 2021
Duane Michael HirschScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 3, 2021
Allison Anne LyonsScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 2, 2021
Sital RahmanScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 5, 2021
Shala L WalkerScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 5, 2021
Kayla Alexandra TolunayScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 4, 2021
Jun GuScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 4, 2021
Michelle CohenScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 5, 2021
Yonghui HuangScf Private Wealth Holdings, LLC independent RIAStavis & Cohen Private Wealth, LLC independent RIARIA to RIAMar 15, 2021Mar 5, 2021
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10 moves match.