DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smith Thornton Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica Carmen Kanser | Trustage Investment Management institutional | Smith Thornton Advisors, LLC mixed wealth | Other | Jun 15, 2022 | Jun 9, 2022 |
| Richard Joseph Smith | Wells Fargo Advisors wirehouse | Smith Thornton Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 21, 2021 | Dec 6, 2021 (168 d) |
| Steven Curtis Thornton | Wells Fargo Advisors wirehouse | Smith Thornton Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2021 | Mar 8, 2021 |
| Donna Mack Ryberg | Wells Fargo Advisors wirehouse | Smith Thornton Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2021 | Mar 8, 2021 |
| Stacy Nicole Drummond | Wells Fargo Advisors wirehouse | Smith Thornton Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2021 | Mar 8, 2021 |
| William Patrick Smith | Wells Fargo Advisors wirehouse | Smith Thornton Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 8, 2021 | Mar 8, 2021 |
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6 moves match.