DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.M. Arbour, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald R. Riddle | Strategic Advisers LLC national BD | J.M. Arbour, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Aug 4, 2026 (106 d) |
| Jac Michael Arbour | Foundations Investment Advisors LLC independent RIA | J.M. Arbour, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2022 | Jun 21, 2022 |
| Miles Thomas Whitlock | Foundations Investment Advisors LLC independent RIA | J.M. Arbour, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2022 | Jun 24, 2022 |
| William Sinclair Cummings | Foundations Investment Advisors LLC independent RIA | J.M. Arbour, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2022 | Jun 24, 2022 |
| James C Lowell | Foundations Investment Advisors LLC independent RIA | J.M. Arbour, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2022 | Jun 24, 2022 |
| John Brendan Fitzpatrick | Foundations Investment Advisors LLC independent RIA | J.M. Arbour, LLC no RAUM | RIA to a newly registered adviser | Aug 2, 2022 | Jun 21, 2022 |
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6 moves match.