DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rooted Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Kevin Seitzer | Brookstone Wealth Advisors, LLC no RAUM | Rooted Wealth Advisors independent RIA | Other | Oct 17, 2025 | Oct 27, 2025 |
| Connor William Zimmer | Commonwealth Financial Network national BD | Rooted Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jul 6, 2023 |
| John Lee Savarino | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Duke Michael Smith | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Jackson Sheputis | Ae Wealth Management, LLC BD affiliated | Rooted Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | May 4, 2021 |
| Zachary Blake Gray | Wall Street Financial Group, Inc. independent RIA | Rooted Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | May 11, 2021 (385 d) |
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6 moves match.