DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pointoak Retirement Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Kevin Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Pointoak Retirement Advisors institutional | Other | Dec 24, 2024 | Dec 19, 2024 |
| Taylor Owen Wall | Kestra Advisory Services, LLC BD affiliated | Pointoak Retirement Advisors institutional | Other | Feb 7, 2023 | Feb 3, 2025 (727 d) |
| Darshan Prakash Makim | Kestra Advisory Services, LLC BD affiliated | Pointoak Retirement Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2021 | Sep 3, 2021 |
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3 moves match.