DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• R••••••••• A•••••••
Legal name P••••••• R••••••••• A•••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jul 2, 2021 · 11 filings
SEC status approved since Aug 2, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
1.1%
of RAUM
Private clients
1.1%
$11.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$360M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.1B as of Mar 4, 2026
Mar 29, 2022$961,907 then
HNW client RAUM: $2.7M
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Mar 29, 20221 then
Employees (5.A)3 as of Mar 4, 2026
Mar 29, 20221 then
Private funds: no history
RAUM +32% over the last fiscal year+71% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $360MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $9.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 1.1%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.1B99%
- Individuals$9.2M0.9%
- High-net-worth individuals$2.7M0.2%
- Individual clients
- 19reported
- HNW clients
- 1reported
- Pension plan clients
- 83reported
- Charitable clients
- n/areported
- Accounts
- 117reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• P•••••• M•••• | Mclean, Va | Sep 3, 2021 | 20 y | 6 |
| M••• K•••• S•••• | Mclean, Va | Dec 19, 2024 | 21 y | 1 |
| T••••• O••• W••• | Mclean, Va | Feb 3, 2025 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• O••• W••• from K••••• A••••••• S•••••••• L••Feb 3, 2025 · Other
- M••• K•••• S•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 19, 2024 · Other
- D•••••• P•••••• M•••• from K••••• A••••••• S•••••••• L••Sep 3, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• D••••••• P•••••• · Chief Compliance Officer And Presidentcontrolsince 05/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 92 to 117Jan 2, 2026 to Mar 4, 2026
- HNW clients · unset to 1.0Jan 2, 2026 to Mar 4, 2026
- Individual clients · 12 to 19Jan 2, 2026 to Mar 4, 2026
- Pension plan clients · 80 to 83Jan 2, 2026 to Mar 4, 2026
- Discretionary RAUM · $7.7M to $11.9MJan 2, 2026 to Mar 4, 2026
- HNW RAUM · unset to 2653511.0Jan 2, 2026 to Mar 4, 2026
- Individual RAUM · $7.7M to $9.2MJan 2, 2026 to Mar 4, 2026
- Non-discretionary RAUM · $811M to $1.1BJan 2, 2026 to Mar 4, 2026
- Pension RAUM · $811M to $1.1BJan 2, 2026 to Mar 4, 2026
- RAUM · $819M to $1.1BJan 2, 2026 to Mar 4, 2026
- Accounts · 72 to 92Dec 19, 2024 to Mar 31, 2025
- Advisory employees · 2 to 3Dec 19, 2024 to Mar 31, 2025
- Individual clients · 17 to 12Dec 19, 2024 to Mar 31, 2025
- Pension plan clients · 55 to 80Dec 19, 2024 to Mar 31, 2025
- Employees · 2 to 3Dec 19, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Dec 19, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 3Dec 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $271M to $7.7MDec 19, 2024 to Mar 31, 2025
- Individual RAUM · $5.3M to $7.7MDec 19, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $811MDec 19, 2024 to Mar 31, 2025
- Pension RAUM · $266M to $811MDec 19, 2024 to Mar 31, 2025
- RAUM · $271M to $819MDec 19, 2024 to Mar 31, 2025
- Advisory employees · 1 to 2Mar 26, 2024 to Dec 19, 2024
- Employees · 1 to 2Mar 26, 2024 to Dec 19, 2024
- State-registered IARs · 1 to 2Mar 26, 2024 to Dec 19, 2024
- Accounts · 60 to 72Mar 29, 2023 to Mar 26, 2024
- Individual clients · unset to 17.0Mar 29, 2023 to Mar 26, 2024
- Pension plan clients · 58 to 55Mar 29, 2023 to Mar 26, 2024
- Assets in custody · $759,771 to $5.3MMar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $216M to $271MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $759,771 to $5.3MMar 29, 2023 to Mar 26, 2024
- Pension RAUM · $215M to $266MMar 29, 2023 to Mar 26, 2024
- RAUM · $216M to $271MMar 29, 2023 to Mar 26, 2024
- Accounts · 2 to 60Jul 26, 2022 to Mar 29, 2023
- Pension plan clients · unset to 58.0Jul 26, 2022 to Mar 29, 2023
- Assets in custody · $407,238 to $759,771Jul 26, 2022 to Mar 29, 2023
- Financial planning clients · unset to 1-10Jul 26, 2022 to Mar 29, 2023
- Discretionary RAUM · $961,907 to $216MJul 26, 2022 to Mar 29, 2023
- Individual RAUM · $961,907 to $759,771Jul 26, 2022 to Mar 29, 2023
- Pension RAUM · unset to 214772360.0Jul 26, 2022 to Mar 29, 2023
Signals
3 dated events
- P••••••• R••••••••• A••••••• reported RAUM $1.1B, up 32% from $818.7M (2026-01-02 to 2026-03-04)Mar 4, 2026 · RAUM change · derived
- P••••••• R••••••••• A••••••• reported RAUM $818.7M, up 202% from $270.9M (2024-12-19 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P••••••• R••••••••• A••••••• filed its initial SEC registration (Form ADV)Jul 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pointoakreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pointoak.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-595-4444reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $360Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026