DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Noble Family Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Arthur Howard | Charles Schwab & Co., Inc. national BD | Noble Family Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 5, 2026 |
| Matthew Jason Szabad | Raymond James & Associates, Inc. national BD | Noble Family Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Aug 30, 2022 |
| Greg Alan Willsey | Mercer Global Advisors Inc. independent RIA | Noble Family Wealth independent RIA | RIA to RIA | Aug 18, 2021 | Oct 18, 2024 (1157 d) |
| Sandra Lee Nesbit | Mercer Global Advisors Inc. independent RIA | Noble Family Wealth no RAUM | RIA to a newly registered adviser | Jul 15, 2019 | Jun 29, 2021 (715 d) |
| Brian Glas | Boston Asset Management, Inc. other | Noble Family Wealth no RAUM | Other | Nov 20, 2013 | Jun 29, 2021 (2778 d) |
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5 moves match.