DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• A••••• H•••••

N•••• F••••• W•••••independent RIAClearwater, FlIA-onlyIAPD 6501430

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••• H•••••

At current firm

0 y

since Aug 5, 2026

In the industry

11 y

since Aug 3, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••• F••••• W••••• independent RIA current
since Aug 5, 2026 · Clearwater, Fl
C•••••• S••••• • C••• I••• national BD
May 28, 2020 to Aug 14, 2026 · Temple Terrace, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Jul 14, 2016 to Jan 8, 2018 · Tampa, Fl
E••••• J•••• national BD
Sep 25, 2015 to Feb 3, 2016 · Prattville, Al

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to N•••• F••••• W•••••
left Aug 14, 2026, registered Aug 5, 2026 (-9 days) · Affiliated broker-dealer or bank to independent RIA
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E••••• J•••• to U••• F•••••••• P••••••• S•••••••
left Feb 3, 2016, registered Jul 14, 2016 (162 days) · Other

Signals

C•••• A••••• H••••• left C•••••• S••••• • C••• I••• for N•••• F••••• W••••• (registered 2026-08-05)
Aug 14, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address