DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Net Equity Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Bartley Johns | Gci Investors independent RIA | Net Equity Capital state registered | RIA to a state-registered adviser | Oct 4, 2022 | Sep 20, 2024 (717 d) |
| Mitchell S Flax | Wells Fargo Advisors wirehouse | Net Equity Capital state registered | Wirehouse to a state-registered adviser | Mar 25, 2013 | Jan 3, 2022 (3206 d) |
Page 1 of 1
2 moves match.