DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marion Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erin Lindsay Britton | UBS Financial Services Inc. wirehouse | Marion Wealth Management independent RIA | Wirehouse to independent RIA | Apr 26, 2023 | Feb 15, 2024 (295 d) |
| Michael Stanley Marion | United Planners' Financial Services Of America A Limited Partner independent RIA | Marion Wealth Management no RAUM | RIA to a newly registered adviser | Apr 19, 2022 | Sep 7, 2021 |
| Jeffrey Donald Lott | United Planners' Financial Services Of America A Limited Partner independent RIA | Marion Wealth Management no RAUM | RIA to a newly registered adviser | Apr 19, 2022 | Sep 7, 2021 |
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3 moves match.