DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• W••••• M•••••••••
Legal name M••••• W••••• M••••••••• L••
Latest filing May 26, 2026
First filing on the tape Aug 9, 2021 · 18 filings
SEC status approved since Dec 23, 2021
RAUM
$543M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$543M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$543M as of May 26, 2026
Mar 29, 2022$232M then
HNW client RAUM$440M as of May 26, 2026
Mar 29, 2022$197M then
State-registered IARs (5.B.3)3 as of May 26, 2026
Mar 29, 20223 then
Employees (5.A)6 as of May 26, 2026
Mar 29, 20223 then
Private funds: no history
RAUM +13% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $369,180derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $144M, 178 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$440M81%
- Individuals$104M19%
- Charitable organizations$53,7880.0%
- Individual clients
- 292reported
- HNW clients
- 164reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,472reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $144M for 178 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••••• M•••••Certified Financial Planner | Monroeville, Pa | Sep 7, 2021 | 35 y | 4 |
| J•••••• D••••• L••• | Monroeville, Pa | Sep 7, 2021 | 28 y | 4 |
| E•••• E••••• M•••••Certified Financial Planner | Monroeville, Pa | Mar 29, 2022 | 13 y | 1 |
| E••• L•••••• B•••••• | Monroeville, Pa | Feb 15, 2024 | 12 y | 1 |
| G•••••••• L• T••• | Monroeville, Pa | Mar 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J•••• S••••• to W••••• E••••••••• A••••••• S•••••••• L••Jan 16, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- E••• L•••••• B•••••• from U•• F•••••••• S••••••• I•••Feb 15, 2024 · Wirehouse to independent RIA
- M•••••• S•••••• M••••• from U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Sep 7, 2021 · RIA to a newly registered adviser
- J•••••• D••••• L••• from U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Sep 7, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••• J••••••• D••••• · Managing Membercontrolsince 07/2021 · owns 10% to 25%
- M•••••• M••••••• S•••••• · Managing Member/Chief Compliance Officercontrolsince 07/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Monroeville, Pa · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,389 to 1,472Apr 25, 2025 to Mar 13, 2026
- HNW clients · 150 to 164Apr 25, 2025 to Mar 13, 2026
- Individual clients · 298 to 292Apr 25, 2025 to Mar 13, 2026
- Discretionary RAUM · $455M to $511MApr 25, 2025 to Mar 13, 2026
- HNW RAUM · $383M to $440MApr 25, 2025 to Mar 13, 2026
- Individual RAUM · $99.6M to $104MApr 25, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $28.0M to $32.1MApr 25, 2025 to Mar 13, 2026
- RAUM · $483M to $543MApr 25, 2025 to Mar 13, 2026
- Accounts · 1,265 to 1,389Nov 20, 2024 to Apr 25, 2025
- HNW clients · 127 to 150Nov 20, 2024 to Apr 25, 2025
- Individual clients · 291 to 298Nov 20, 2024 to Apr 25, 2025
- Pension plan clients · 0.0 to unsetNov 20, 2024 to Apr 25, 2025
- Pooled vehicle clients · 0.0 to unsetNov 20, 2024 to Apr 25, 2025
- Assets in custody · $115M to $144MNov 20, 2024 to Apr 25, 2025
- Financial planning clients · 251-500 to 251-500Nov 20, 2024 to Apr 25, 2025
- Discretionary RAUM · $387M to $455MNov 20, 2024 to Apr 25, 2025
- HNW RAUM · $316M to $383MNov 20, 2024 to Apr 25, 2025
- Individual RAUM · $97.5M to $99.6MNov 20, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $26.6M to $28.0MNov 20, 2024 to Apr 25, 2025
- Pension RAUM · 0.0 to unsetNov 20, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · 0.0 to unsetNov 20, 2024 to Apr 25, 2025
- RAUM · $414M to $483MNov 20, 2024 to Apr 25, 2025
- Accounts · 1,167 to 1,265Nov 1, 2023 to Feb 15, 2024
- Charity clients · 1.0 to unsetNov 1, 2023 to Feb 15, 2024
- Corporate clients · 0.0 to unsetNov 1, 2023 to Feb 15, 2024
- HNW clients · 189 to 127Nov 1, 2023 to Feb 15, 2024
- Individual clients · 216 to 291Nov 1, 2023 to Feb 15, 2024
- Pension plan clients · 11 to 0Nov 1, 2023 to Feb 15, 2024
- Assets in custody · $69.0M to $115MNov 1, 2023 to Feb 15, 2024
- Discretionary RAUM · $306M to $387MNov 1, 2023 to Feb 15, 2024
- HNW RAUM · $279M to $316MNov 1, 2023 to Feb 15, 2024
- Individual RAUM · $42.0M to $97.5MNov 1, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $27.5M to $26.6MNov 1, 2023 to Feb 15, 2024
- Pension RAUM · $11.8M to $0Nov 1, 2023 to Feb 15, 2024
- RAUM · $333M to $414MNov 1, 2023 to Feb 15, 2024
- Accounts · 879 to 1,167Jun 30, 2022 to Feb 24, 2023
- Advisory activities · 3 to 4Jun 30, 2022 to Feb 24, 2023
- HNW clients · 147 to 189Jun 30, 2022 to Feb 24, 2023
- Individual clients · 157 to 216Jun 30, 2022 to Feb 24, 2023
- Pension plan clients · 0 to 11Jun 30, 2022 to Feb 24, 2023
Signals
3 dated events
- J•••• S••••• left M••••• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-02-04)Jan 16, 2025 · Advisor changed firm · fact
- M••••• W••••• M••••••••• reported RAUM $333.1M, up 43% from $232.2M (2022-06-30 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- M••••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Aug 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inquiries@marionwmg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-951-2835reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-372-3849reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-372-4708reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/40868560/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- marionwmg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-372-3849reportedpublic record, Form ADV, May 26, 2026
- Contact form
- marionwmg.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- marionwmg.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026