DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Enza Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Drew M GillGolden Reserve Retirement, LLC independent RIAEnza Financial, LLC independent RIARIA to RIAMay 5, 2026Jul 17, 2026 (73 d)
Michael Glenn RinaldiM Holdings Securities, Inc. BD affiliatedEnza Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2024Feb 28, 2024
Scott Gerald FischerGwn Securities Inc. otherEnza Financial, LLC independent RIAOtherSep 1, 2011Nov 17, 2021 (3730 d)
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3 moves match.