DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Penn Advisory Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Adam Brooks | Vanguard Advisers, Inc. BD affiliated | Penn Advisory Group Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2025 | Aug 29, 2025 |
| Robert David Penn | Cambridge Investment Research Advisors, Inc. BD affiliated | Penn Advisory Group Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 12, 2021 | Oct 5, 2021 |
Page 1 of 1
2 moves match.