DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apex Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Douglas Schisler | Ae Wealth Management, LLC BD affiliated | Apex Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2021 | Nov 22, 2021 |
| Joel Travis Barlow | Ae Wealth Management, LLC BD affiliated | Apex Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 27, 2021 | Nov 4, 2021 (69 d) |
| Leonard Aaron Williamson | Emerson Equity LLC BD affiliated | Apex Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2021 | Nov 8, 2021 (172 d) |
Page 1 of 1
3 moves match.