DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clarendon Private LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edwin Robert Hamlin | Svb Wealth BD affiliated | Clarendon Private LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2023 | Aug 1, 2023 |
| Christopher John Brady | Fidelity Personal And Workplace Advisors BD affiliated | Clarendon Private LLC other | Other | May 2, 2022 | Apr 12, 2022 |
| Nicholas James Cruise | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clarendon Private LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 25, 2021 | Dec 7, 2021 (43 d) |
| Matthew Stephen Morse | Ethic Wealth Advisors LLC no RAUM | Clarendon Private LLC no RAUM | Other | Jun 3, 2021 | Oct 25, 2021 (144 d) |
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4 moves match.