DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ullmann Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mclain Roderick Johnson | Ameriprise Financial Services, LLC national BD | Ullmann Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 27, 2022 |
| Zac Dillon Murphy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ullmann Wealth Partners independent RIA | Wirehouse to independent RIA | Jan 28, 2022 | Mar 4, 2025 (1131 d) |
| John Patrick Gunn | Veritable LP independent RIA | Ullmann Wealth Partners independent RIA | RIA to RIA | Mar 26, 2021 | May 9, 2024 (1140 d) |
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3 moves match.