DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Veritable LP
Latest filing Mar 30, 2023
First filing on the tape Mar 30, 2012 · 24 filings
RAUM
$17B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
69%
$11B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
88
50 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
$4.8B gross assets
History
24 filings and snapshots on the tape
RAUM$17B as of Mar 30, 2023
Mar 30, 2012$11B then
HNW client RAUM$11B as of Mar 30, 2023
Mar 30, 2018$11B then
State-registered IARs (5.B.3)28 as of Mar 30, 2023
Mar 30, 20120 then
Employees (5.A)88 as of Mar 30, 2023
Apr 1, 201384 then
Private funds27 as of Mar 30, 2023
Mar 30, 201250 then
RAUM -17% over the last fiscal year-1.6% a year over threeIARs 28 to 28
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
- RAUM per advisor
- $590MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $44.1MderivedHNW RAUM over HNW clients
- Average account
- $4.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.1derivedItem 5.A over advisors
- Advisors per office
- 28.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $17B, 411 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$11B69%
- Pooled investment vehicles$2.5B15%
- Corporations and businesses$1.7B10%
- Charitable organizations$944M5.7%
- Individuals$592,9520.0%
- Individual clients
- n/areported
- HNW clients
- 258reported
- Pension plan clients
- 0reported
- Charitable clients
- 65reported
- Accounts
- 3,674reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17B for 411 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Andrew Joseph John to PathstoneSep 18, 2023 · RIA to RIA
- Darren Andrew Bramen to PathstoneSep 18, 2023 · RIA to RIA
- Patrick James Dougherty to PathstoneSep 18, 2023 · RIA to RIA
- Brett Ian Rubinson to PathstoneSep 18, 2023 · RIA to RIA
- Brian Arthur Badgley to PathstoneSep 18, 2023 · RIA to RIA
- Charles Paxson Keates to PathstoneSep 18, 2023 · RIA to RIA
- Jeffrey Allan Morrison to PathstoneSep 18, 2023 · RIA to RIA
- Jeannette Leigh Kleeman Grabe to PathstoneSep 18, 2023 · RIA to RIA
- Robert Kevin Stetson to PathstoneSep 18, 2023 · RIA to RIA
- David Michael Belej to PathstoneSep 18, 2023 · RIA to RIA
- John Joseph Scuteri to PathstoneSep 18, 2023 · RIA to RIA
- Gordon Franklin Stone to PathstoneSep 18, 2023 · RIA to RIA
- Frederick Ross Bacani to PathstoneSep 18, 2023 · RIA to RIA
- Ari Robert Pontz to PathstoneSep 18, 2023 · RIA to RIA
- Paul R Pascarella to PathstoneSep 18, 2023 · RIA to RIA
Joined, latest
- Jeannette Leigh Kleeman Grabe from Sei Investments Management CorpApr 17, 2014 · Other
- John Joseph Scuteri from Bear Stearns Asset Management Inc.Apr 20, 2005 · Other
Private funds
56 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Vlp046no longer reported | Hedge Fund | $151M | 2 | Mar 31, 2017 |
| Vlp022 | Hedge Fund | $145M | 1 | Mar 30, 2012 |
| Vlp004no longer reported | Hedge Fund | $117M | 3 | Mar 30, 2012 |
| Vlp033no longer reported | Hedge Fund | $113M | 3 | Mar 30, 2012 |
| Vlp047no longer reported | Hedge Fund | $110M | 2 | Mar 31, 2017 |
| Vlp007 - Vittoria Fund - A, L.P.no longer reported | Hedge Fund | $102M | 2 | Mar 30, 2012 |
| Vlp006no longer reported | Hedge Fund | $96.9M | 1 | Mar 30, 2012 |
| Vlp019no longer reported | Hedge Fund | $90.1M | 2 | Mar 30, 2012 |
| Vlp009no longer reported | Hedge Fund | $86.0M | 3 | Mar 30, 2012 |
| Vlp040no longer reported | Hedge Fund | $83.1M | 2 | Mar 31, 2014 |
| Vlp015no longer reported | Hedge Fund | $81.2M | 3 | Mar 30, 2012 |
| Vlp021no longer reported | Hedge Fund | $74.9M | 3 | Mar 30, 2012 |
| Vlp029no longer reported | Hedge Fund | $74.7M | 2 | Mar 30, 2012 |
| Vlp026 - Vittoria Fund - Sr, L.P. - Asiano longer reported | Hedge Fund | $73.1M | 2 | Mar 30, 2012 |
| Vlp005no longer reported | Hedge Fund | $68.5M | 3 | Mar 30, 2012 |
| Vlp011no longer reported | Hedge Fund | $62.2M | 2 | Mar 30, 2012 |
| Vlp038no longer reported | Hedge Fund | $60.0M | 2 | Mar 31, 2014 |
| Vlp018no longer reported | Hedge Fund | $59.3M | 2 | Mar 30, 2012 |
| Veritable Av Partners, L.P.no longer reported | Hedge Fund | $56.5M | 146 | Mar 30, 2012 |
| Vlp036no longer reported | Hedge Fund | $52.4M | 2 | Mar 31, 2014 |
| Perceval Investment Partners, L.P.no longer reported | Hedge Fund | $50.9M | 220 | Mar 30, 2012 |
| Vlp020no longer reported | Hedge Fund | $49.1M | 1 | Mar 30, 2012 |
| Vlp003no longer reported | Hedge Fund | $49.0M | 2 | Mar 30, 2012 |
| Vlp027no longer reported | Hedge Fund | $46.5M | 2 | Mar 30, 2012 |
| Vlp017no longer reported | Hedge Fund | $43.0M | 2 | Mar 30, 2012 |
| Veritable Regiment Partners, L.P. - Series Bno longer reported | Hedge Fund | $39.7M | 66 | Mar 30, 2012 |
| Veritable Private Equity Partners, LPno longer reported | Hedge Fund | $39.1M | 64 | Mar 30, 2012 |
| Vlp056 | Hedge Fund | $36.2M | 2 | Mar 31, 2021 |
| Vlp030no longer reported | Hedge Fund | $34.3M | 3 | Mar 30, 2012 |
| Vlp034 | Hedge Fund | $32.4M | 2 | May 3, 2012 |
| Vlp013no longer reported | Hedge Fund | $24.4M | 3 | Mar 30, 2012 |
| Veritable Regiment Partners, L.P.no longer reported | Hedge Fund | $22.3M | 33 | Mar 30, 2012 |
| Vlp037 - Vittoria Fund - St, L.P.no longer reported | Hedge Fund | $22.2M | 2 | Mar 31, 2014 |
| Veritable Long Biased International Fund, L.P.no longer reported | Hedge Fund | $17.9M | 17 | May 3, 2012 |
| Vlp041no longer reported | Hedge Fund | $17.1M | 2 | Mar 31, 2014 |
| Vlp002 - Vittoria Fund - J, L.P. | Hedge Fund | $7.0M | 2 | Mar 30, 2012 |
| Vlp028no longer reported | Hedge Fund | $4.5M | 4 | Mar 30, 2012 |
| Vlp010no longer reported | Hedge Fund | $4.3M | 3 | Mar 30, 2012 |
| Vlp032no longer reported | Hedge Fund | $3.5M | 3 | Mar 30, 2012 |
| Veritable Cc Partners, L.P.no longer reported | Hedge Fund | $3.2M | 32 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Aaron Michael Stolper · Limited Partner, Co-Chief Executive Officercontrolsince 03/2004 · owns 5% to 10%
- Michael David Belej · Limited Partner, Chief Investment Officersince 04/2004 · owns less than 5%
- Paxson Charles Keates · Limited Partner, General Counsel, Chief Compliance Officersince 07/2007 · owns less than 5%
- Edith Vanessa Kyranakis · Limited Partner, Chief Financial Officersince 06/2017 · owns less than 5%
- Dennis Thomas Mahoney · Limited Partner, Chief Risk Officersince 08/2010 · owns less than 5%
- Douglas James Mccall · Limited Partner, Senior Compliance Officersince 01/2015 · owns less than 5%
- Joseph John Scuteri · Limited Partner, Co-Chief Executive Officer, Chief Operations Officersince 04/2005 · owns less than 5%
Entity owners
- Squam Acquisition Gp, LLC · General Partnerdirect · owns less than 5%
- Squam Acquisition LP, LLC · Limited Partnerdirect · owns 75% or more
- Affiliated Managers Group, Inc. · Sole Shareholder Of Amg Wp Gp Holdings Corp.indirect · owns 75% or more of Amg Wp Gp Holdings Corp. · public reporting company
- Affiliated Managers Group, Inc. · Manager And Member Of Amg Wp LP Holdings, LLCindirect · owns 75% or more of Amg Wp LP Holdings, LLC · public reporting company
- Amg Wealth Partners, LP · Manager And Sole Member Of Squam Acquisition Gp, LLCindirect · owns 75% or more of Squam Acquisition Gp, LLC
- Amg Wealth Partners, LP · Manager And Sole Member Of Squam Acquisition LP, LLCindirect · owns 75% or more of Squam Acquisition LP, LLC
- Amg Wp Gp Holdings Corp. · General Partner Of Amg Wealth Partners, LPindirect · owns F of Amg Wealth Partners, LP
- Amg Wp LP Holdings, LLC · Limited Partner Of Amg Wealth Partners, LPindirect · owns 75% or more of Amg Wealth Partners, LP
Related persons
Schedule D 7.A
- Archean Capital Partners Gp, L.L.C.pooled vehicle sponsory
- Archean Capital Partners II Gp, L.L.C.pooled vehicle sponsory
- Archean Capital Partners II, L.L.C.investment adviserbankyRAUM $528M
- Cambrian Anchor Capital Partners I Gp, L.L.C.pooled vehicle sponsory
- Cambrian Capital Management, L.L.C.investment adviserbankyRAUM $344M
- Veritable Partnership Holding, Inc.bankpooled vehicle sponsory
Advisers that list Veritable LP as a related person
- 283365 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edgemont , Pa | 0 | 0 | 0 | ||
| Edgemont, Pa | 0 | 0 | 0 | ||
| Newtown Square, Pa · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,588 to 3,674Nov 9, 2022 to Mar 30, 2023
- Advisory employees · 51 to 50Nov 9, 2022 to Mar 30, 2023
- Corporate clients · 60 to 76Nov 9, 2022 to Mar 30, 2023
- HNW clients · 246 to 258Nov 9, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 9Nov 9, 2022 to Mar 30, 2023
- Assets in custody · $20B to $17BNov 9, 2022 to Mar 30, 2023
- Employees · 87 to 88Nov 9, 2022 to Mar 30, 2023
- Private funds · 29 to 27Nov 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $20B to $16BNov 9, 2022 to Mar 30, 2023
- HNW RAUM · $13B to $11BNov 9, 2022 to Mar 30, 2023
- Individual RAUM · $1.7M to $592,952Nov 9, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $228M to $195MNov 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.1B to $2.5BNov 9, 2022 to Mar 30, 2023
- RAUM · $20B to $17BNov 9, 2022 to Mar 30, 2023
- Accounts · 3,440 to 3,588Nov 29, 2021 to Mar 31, 2022
- Advisory employees · 48 to 51Nov 29, 2021 to Mar 31, 2022
- Charity clients · 64 to 65Nov 29, 2021 to Mar 31, 2022
- Corporate clients · 54 to 60Nov 29, 2021 to Mar 31, 2022
- HNW clients · 250 to 246Nov 29, 2021 to Mar 31, 2022
- Individual clients · 4.0 to unsetNov 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 10Nov 29, 2021 to Mar 31, 2022
- Assets in custody · $18B to $20BNov 29, 2021 to Mar 31, 2022
- Employees · 84 to 87Nov 29, 2021 to Mar 31, 2022
- State-registered IARs · 30 to 28Nov 29, 2021 to Mar 31, 2022
- Private funds · 32 to 29Nov 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $17B to $20BNov 29, 2021 to Mar 31, 2022
- HNW RAUM · $12B to $13BNov 29, 2021 to Mar 31, 2022
- Individual RAUM · $1.9M to $1.7MNov 29, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $219M to $228MNov 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.0B to $3.1BNov 29, 2021 to Mar 31, 2022
- RAUM · $18B to $20BNov 29, 2021 to Mar 31, 2022
- Private funds · 31 to 32Nov 2, 2021 to Nov 29, 2021
- Accounts · 3,462 to 3,440Jun 30, 2020 to Mar 31, 2021
- Advisory employees · 50 to 48Jun 30, 2020 to Mar 31, 2021
- Charity clients · 59 to 64Jun 30, 2020 to Mar 31, 2021
- HNW clients · 262 to 250Jun 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 10 to 9Jun 30, 2020 to Mar 31, 2021
- Assets in custody · $17B to $18BJun 30, 2020 to Mar 31, 2021
- Employees · 88 to 84Jun 30, 2020 to Mar 31, 2021
- State-registered IARs · 27 to 30Jun 30, 2020 to Mar 31, 2021
Signals
27 dated events
- Frederick Ross Bacani left Veritable Lp for Pathstone (registered 2023-09-19)Sep 18, 2023 · Advisor changed firm · fact
- Sonia Florio Peterson left Veritable Lp for Pathstone (registered 2023-09-19)Sep 18, 2023 · Advisor changed firm · fact
- Ari Robert Pontz left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Emily L Bless left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Andrew Joseph John left Veritable Lp for Pathstone (registered 2023-10-05)Sep 18, 2023 · Advisor changed firm · fact
- Brian Arthur Badgley left Veritable Lp for Pathstone (registered 2023-09-19)Sep 18, 2023 · Advisor changed firm · fact
- Charles Paxson Keates left Veritable Lp for Pathstone (registered 2023-09-22)Sep 18, 2023 · Advisor changed firm · fact
- Jeffrey Allan Morrison left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Matthew Everett Taylor left Veritable Lp for Pathstone (registered 2023-09-19)Sep 18, 2023 · Advisor changed firm · fact
- Jared Stuart Weiner left Veritable Lp for Pathstone (registered 2023-09-22)Sep 18, 2023 · Advisor changed firm · fact
- Jeffrey Allan Beachell left Veritable Lp for Pathstone (registered 2023-10-09)Sep 18, 2023 · Advisor changed firm · fact
- Paul R Pascarella left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Brett Ian Rubinson left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Darren Andrew Bramen left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Patrick James Dougherty left Veritable Lp for Pathstone (registered 2023-09-27)Sep 18, 2023 · Advisor changed firm · fact
- Robert David Heinrichs left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Gordon Franklin Stone left Veritable Lp for Pathstone (registered 2023-10-23)Sep 18, 2023 · Advisor changed firm · fact
- Robert Kevin Stetson left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Wesley Daniel Yamamoto left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Robert Martin Lazaroff left Veritable Lp for Pathstone (registered 2023-09-22)Sep 18, 2023 · Advisor changed firm · fact
- David Michael Belej left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Jeannette Leigh Kleeman Grabe left Veritable Lp for Pathstone (registered 2023-10-24)Sep 18, 2023 · Advisor changed firm · fact
- John Joseph Scuteri left Veritable Lp for Pathstone (registered 2023-10-04)Sep 18, 2023 · Advisor changed firm · fact
- Eric Scott Shulenberger left Veritable Lp for Pathstone (registered 2023-09-21)Sep 18, 2023 · Advisor changed firm · fact
- Veritable LP's advisors moved to Pathstone (Edgemont, PA): 24 of 24 registered, on the same daySep 18, 2023 · Firm absorbed (people side) · derived
- Erich William Yost left Veritable Lp for Savvy (registered 2023-08-01)Aug 3, 2023 · Advisor changed firm · fact
- Veritable Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 27, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Veritable LP · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026