DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ullmann Wealth Partners
Legal name Ullmann Wealth Partners Group, LLC
Latest filing Jul 29, 2026
First filing on the tape Oct 28, 2021 · 18 filings
SEC status approved since Nov 26, 2021
RAUM
$1.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.3B as of Jul 29, 2026
Mar 22, 2022$765M then
HNW client RAUM$1.1B as of Jul 29, 2026
Mar 22, 2022$693M then
State-registered IARs (5.B.3)7 as of Jul 29, 2026
Mar 22, 20225 then
Employees (5.A)13 as of Jul 29, 2026
Mar 22, 202211 then
Private funds: no history
RAUM +17% over the last fiscal year+21% a year over threeIARs 7 to 7offices 2 to 1
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- $157MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $781,404derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $252M, 296 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B91%
- Individuals$104M8.3%
- Corporations and businesses$5.1M0.4%
- Individual clients
- 225reported
- HNW clients
- 304reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,605reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $252M for 296 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Glenn Michael Ullmann | Jacksonville Beach, Fl | Jan 3, 2022 | 33 y | 2 |
| Carrie King | Jacksonville Beach, Fl | Jan 7, 2022 | 18 y | 1 |
| Patrick J Kilbane | Jacksonville Beach, Fl | Jan 10, 2022 | 12 y | 1 |
| Brian G James | Jacksonville Beach, Fl | Jan 10, 2022 | 27 y | 2 |
| Caitlin FrederickCertified Financial Planner, Chartered Financial Analyst | Jacksonville Beach, Fl | Jan 10, 2022 | 12 y | 1 |
| Mclain Roderick JohnsonCertified Financial Planner | Jacksonville Beach, Fl | Sep 27, 2022 | 13 y | 1 |
| John Patrick GunnCertified Financial Planner | Amelia Island, Fl | May 9, 2024 | 27 y | 1 |
| Will HagaChartered Financial Analyst | Jacksonville Beach, Fl | Jun 9, 2026 | 14 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Zac Dillon Murphy to LPL Enterprise, LLCFeb 19, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Zac Dillon Murphy from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 4, 2025 · Wirehouse to independent RIA
- John Patrick Gunn from Veritable LPMay 9, 2024 · RIA to RIA
- Mclain Roderick Johnson from Ameriprise Financial Services, LLCSep 27, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Ullmann Wealth PartnersJan 3, 2022 · Jacksonville Beach, Fl · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carrie King · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- Michael Glenn Ullmann · Founding Partnercontrolsince 10/2021 · owns less than 5%
Entity owners
- Focus Operating, LLC · Member (Manager)direct · owns 75% or more
- Cd&R Ferdinand Co-Investor, L.P. · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- Cd&R Ferdinand Holdings, L.P. · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
- Clayton, Dubilier & Rice Fund Xii, L.P. · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
- Ferdinand Ffp Parent, Inc. · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- Ferdinand Ffp Ultimate Holdings, LP · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
- Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Focus Financial Partners Inc. · Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- Focus Financial Partners, LLC · Memberindirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
- Focus Risk Solutions, LLCreal estaten
- Scs Capital Management LLCinvestment adviserpooled vehicle sponsornRAUM $49B
Advisers that list Ullmann Wealth Partners as a related person
- 122258 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville Beach, Fl · principal | 8 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 2 to 1Mar 10, 2026 to Jul 29, 2026
- Accounts · 1,496 to 1,605Jul 16, 2025 to Mar 10, 2026
- HNW clients · 281 to 304Jul 16, 2025 to Mar 10, 2026
- Individual clients · 210 to 225Jul 16, 2025 to Mar 10, 2026
- Assets in custody · $665M to $252MJul 16, 2025 to Mar 10, 2026
- Discretionary RAUM · $1.1B to $1.2BJul 16, 2025 to Mar 10, 2026
- HNW RAUM · $974M to $1.1BJul 16, 2025 to Mar 10, 2026
- Individual RAUM · $95.8M to $104MJul 16, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $7.2M to $8.0MJul 16, 2025 to Mar 10, 2026
- RAUM · $1.1B to $1.3BJul 16, 2025 to Mar 10, 2026
- Financial planning clients · 1-10 to 1-10Mar 10, 2025 to Jul 16, 2025
- Accounts · 1,282 to 1,496Aug 13, 2024 to Mar 10, 2025
- Advisory employees · 6 to 7Aug 13, 2024 to Mar 10, 2025
- Corporate clients · unset to 2.0Aug 13, 2024 to Mar 10, 2025
- HNW clients · 228 to 281Aug 13, 2024 to Mar 10, 2025
- Assets in custody · $207M to $665MAug 13, 2024 to Mar 10, 2025
- Employees · 11 to 13Aug 13, 2024 to Mar 10, 2025
- State-registered IARs · 6 to 7Aug 13, 2024 to Mar 10, 2025
- Other offices · 1 to 2Aug 13, 2024 to Mar 10, 2025
- Discretionary RAUM · $868M to $1.1BAug 13, 2024 to Mar 10, 2025
- HNW RAUM · $773M to $974MAug 13, 2024 to Mar 10, 2025
- Individual RAUM · $102M to $95.8MAug 13, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $9.5M to $7.2MAug 13, 2024 to Mar 10, 2025
- RAUM · $877M to $1.1BAug 13, 2024 to Mar 10, 2025
- Related insurance company · false to trueAug 13, 2024 to Mar 10, 2025
- Accounts · 1,083 to 1,282Sep 19, 2023 to Mar 20, 2024
- HNW clients · 213 to 228Sep 19, 2023 to Mar 20, 2024
- Individual clients · 175 to 210Sep 19, 2023 to Mar 20, 2024
- Assets in custody · $173M to $207MSep 19, 2023 to Mar 20, 2024
- Discretionary RAUM · $699M to $868MSep 19, 2023 to Mar 20, 2024
- HNW RAUM · $630M to $773MSep 19, 2023 to Mar 20, 2024
- Individual RAUM · $75.8M to $102MSep 19, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $7.7M to $9.5MSep 19, 2023 to Mar 20, 2024
- RAUM · $707M to $877MSep 19, 2023 to Mar 20, 2024
- Advisory activities · 5 to 6Jul 14, 2023 to Aug 17, 2023
- Accounts · 972 to 1,083Aug 4, 2022 to Mar 22, 2023
- Advisory employees · 5 to 6Aug 4, 2022 to Mar 22, 2023
- HNW clients · 207 to 213Aug 4, 2022 to Mar 22, 2023
- Individual clients · 147 to 175Aug 4, 2022 to Mar 22, 2023
- Assets in custody · $164M to $173MAug 4, 2022 to Mar 22, 2023
Signals
3 dated events
- Zac Dillon Murphy left Ullmann Wealth Partners for Lpl Enterprise, Llc (registered 2026-07-16)Feb 19, 2026 · Advisor changed firm · fact
- Ullmann Wealth Partners's advisors moved to Ullmann Wealth Partners (Jacksonville Beach, FL): 4 of 5 registered, on the same dayJan 3, 2022 · Firm absorbed (people side) · derived
- Ullmann Wealth Partners Group, Llc filed its initial SEC registration (Form ADV)Oct 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bcaudell@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jwerba@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kfiallo@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mjosic@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rbaczynski@ullmannwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-280-3700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-280-3785reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ullmann-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/move-forward-confidently%E2%84%A2/?viewreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ullmannwealthpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 904-280-3700reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $157Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026